Investors and Securities

TThe Investor Protection Bureau is charged with enforcing the New York State Securities Law, commonly known as the Martin Act, which protects the public from fraud by regulating sales of investment securities in New York and by requiring brokers, dealers, salesmen and investment advisors to register with the Attorney General's Office. Where appropriate, the Bureau's attorneys undertake investigations, criminal prosecutions and civil litigation on behalf of the investing public. The Bureau's other major responsibilities include the enforcement of laws which regulate the financing of theatrical ventures, the sale of franchises, and corporate take-overs in New York State.