Investors

To make a complaint, you can email us at james.gallo@ag.ny.gov, or click here for a complaint form that you can fill out on-line or in ink. You can then mail the form to us at the address below or fax it to 212-416-8816.

To fill out an online FOIL request form for publicly available information, click on the link below.

Information Request Form (Freedom of Information Law)

How to File a Complaint

Investor Education Resources:

• Investigate Before You Invest
• Check Your Knowledge of Investing
• Beware of Investment Fraud
• Resolving Problems or Filing Complaints